Short selling

Results: 2054



#Item
941Financial markets / Financial regulation / United States securities law / Short selling / Broker-dealer / U.S. Securities and Exchange Commission / Security / Short / Securities Exchange Act / Financial economics / Finance / Financial system

UNITED STATES SECURITIES A N D EXCHANGE COMMISSION WASHINGTON. D.C[removed]D I V I S I O N OF MARKET REGULATION

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Source URL: www.sec.gov

Language: English - Date: 2002-08-23 16:03:31
942Finance / Financial system / Securities / Economy of Canada / Universal Market Integrity Rules / Naked short selling / Canadian securities regulation / Short / Investment Industry Regulatory Organization of Canada / Financial regulation / Financial economics / Short selling

[Comments by ST on November 8, 2010]

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Source URL: www.msc.gov.mb.ca

Language: English - Date: 2013-03-06 16:17:09
943Financial markets / Financial services / Broker-dealer / Fixed income market / Financial regulation / Short selling / Security / Securities Act / Haircut / Financial economics / Finance / Financial system

d I401 €ye Street, NW * Washington, Dc[removed]www.sia.com, [removed] 5

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Source URL: www.sec.gov

Language: English - Date: 2002-08-23 15:54:06
944Financial system / Financial regulation / Short selling / Short / Futures contract / Broker-dealer / Option / Market maker / Net capital rule / Financial economics / Financial markets / Finance

UNITED STATES SECURITIES AND EXCHANGE COMMISSION -

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Source URL: www.sec.gov

Language: English - Date: 2002-08-26 09:19:05
945United States securities law / 73rd United States Congress / United States Securities and Exchange Commission / Short selling / BNP Paribas / Security / Securities Exchange Act / Securities Act / Registered Investment Advisor / Financial economics / Investment / Finance

Federal Register / Vol. 70, No[removed]Friday, May 13, [removed]Notices Issued: May 10, 2005. Marilyn R. Abbott, Secretary to the Commission. [FR Doc. 05–9573 Filed 5–12–05; 8:45 am] BILLING CODE 7020–02–P

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Source URL: www.dol.gov

Language: English - Date: 2011-03-18 12:31:02
946Securities / Financial markets / Financial regulation / Short selling / Depository Trust & Clearing Corporation / Federal Rules of Civil Procedure / Short / Clearing / Settlement / Financial economics / Financial system / Finance

Microsoft Word - NSCC Rules & Procedures[removed]

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Source URL: dtcc.com

Language: English - Date: 2014-08-12 13:59:50
947Financial system / Financial regulation / Short / Short selling / Futures contract / Position / Margin / United States housing bubble / Financial markets / Financial economics / Finance

LINliED ST4TES SECURITIES AND EXCHANGE CCILIPI/IISS:OP.J W A S H I F i C T O h . D.C[removed]DIVISION OF

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Source URL: www.sec.gov

Language: English - Date: 2006-07-13 12:55:13
948Investment / Economics / Finance / Spamming / Short / Short selling / Pump and dump / Stock / Securities and Exchange Commission / Financial regulation / Financial economics / Stock market

--- IN THE UNITED STATES DISTRICT FOR THE NORTHERN DISTRICT OF DALLAS DIVISION

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Source URL: www.sec.gov

Language: English - Date: 2008-03-14 12:28:17
949Stock market / Financial markets / Finance / Financial regulation / Short selling / Australian Securities Exchange / Short / Stock / S&P/ASX 200 / Financial economics / Investment / Economics

A COMPREHENSIVE EQUITY MARKET INTELLIGENCE TOOL miraqle shares is a comprehensive equity market intelligence tool available to all ASX listed companies through ASX IR Intelligence – an investor relations initiative of

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Source URL: www.asx.com.au

Language: English - Date: 2011-03-25 00:40:04
950Short selling / Business / Financial economics / Finance / Financial regulation / Short

TIPS ON SELLING to licensed dealers who make Sell prompt payment.

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Source URL: www.agriculture.ny.gov

Language: English - Date: 2013-02-27 10:31:00
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